# BaFin - German Federal Financial Supervisory Authority

Source: https://www.mtrlegal.com/en/legal-advice/capital-market-law/bafin-german-federal-financial-supervisory-authority/ · Language: en · Updated: 2025-11-25

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## Lawyers
BaFin

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## BaFin-Compliance with MTR Legal

Navigate safely through regulation.

The German Federal Financial Supervisory Authority (BaFin) ensures a stable, functional, and honest German financial system. MTR Legal supports banks, financial service providers, and insurers in complying with BaFin regulations.

## Securities supervision: legal basis and duties

Assistance with compliance with securities regulatory rules

The BaFin is responsible for securities supervision and monitoring the publication of ad-hoc disclosures and directors' dealings. MTR Legal assists in understanding and complying with these requirements.

## Bank supervision: protection against deficiencies and misdevelopments

Consultation on compliance with BaFin banking regulation

The BaFin is responsible for banking supervision in Germany to counteract deficiencies in the credit industry. MTR Legal supports banks in meeting these requirements.

## Our services: all-round support for the BaFin

From permission procedures to compliance - we are here for you

- Conducting permission procedures
- Legal representation in disputes with the BaFin
- Conception of the offering prospectus
- Support during approval and authorisation procedures
- Advice on and control of reporting obligations
- Compliance

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## Risk management und Compliance

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